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Compliance Team

Institute Chief Compliance Officer - Pam Koyzis

The Executive Director of Audit Services and Institute Compliance (ASIC), Pam Koyzis, serves as the "Compliance Officer" at Caltech and is a champion for ethics and compliance activities. The primary responsibility of the compliance officer is to help assure management: 1) that all necessary compliance activities have been identified and appropriately assigned to someone within the organization; 2) effective policies and procedures are in place; 3) appropriate levels of awareness and expertise are supported by training; 4) compliance responsibilities are monitored and enforced; and 5) corrective action is taken when issues or problems arise. The Executive Director reports administratively to the Vice President for Business and Finance with direct reporting lines to the President and to the Audit and Compliance Committee of the Board of Trustees. As Compliance Officer, she provides leadership and guidance to develop and implement an effective Institute Compliance Program by managing a variety of on-going compliance activities at Caltech.

Ms. Koyzis has over thirty years of information technology, auditing, and business experience. Prior to joining Caltech in 2001, she held varying and increasingly responsible positions with Fortune 500 companies and PricewaterhouseCoopers.

Ms. Koyzis holds a Bachelor's of Science Degree in Mathematics from Southern Methodist University in Dallas, TX and a Master of Business Administration from the University of California, Los Angeles, Anderson Graduate School of Management. She is a Certified Internal Auditor (CIA), and a Certified Information Systems Auditor (CISA), and is active in the Institute of Internal Auditors (IIA).

Director of Compliance - Tye Welch

Compliance Senior - Itsuko Aono

Compliance Staff - Linda Martinez

 

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